K2’s Case Studies in Fraud and Technology Controls - 4 Hours
Total Credits: 4 including 4 Auditing- Technical
- Average Rating:
- Not yet rated
- Categories:
- ACPEN Industry Institute | Industry | Accounting and Auditing
- Faculty:
- Thomas G. Stephens Jr., CPA.CITP, CGMA
- Course Levels:
- Intermediate
- Duration:
- 4 hours
- License:
- Product Setting: Expires 30 day(s) after program date.
Description
Fraud continues to plague businesses at epidemic levels, and technology control failures are a big reason fraud occurs. Using a case study approach, in this session, you will learn about the pervasiveness of fraud, the control failures that contribute to fraud, and what you can do to mitigate fraud risk.
A specific focus of this course is the application of information technology general controls and information technology application controls. In this course, you will examine numerous reported fraud cases and identify the general control and application control failures that contributed to each of these frauds. By learning through these real-world case studies, you will be better positioned to reduce fraud risk.
Basic Course Information
Learning Objectives- Define information technology general controls and information technology application controls and distinguish between the two
- List examples of key information technology controls
- Recognize control failures and weaknesses that can lead to fraud
- List recommendations for improving internal controls in an organization
Major Subjects
- Key fraud risks impacting businesses today
- Examples of fraud and the monetary impact on victims
- How to create, implement, and assess technology-based internal controls to reduce the probability of becoming a fraud victim
Course Materials
| Important CPE Credit Instructions_READ BEFORE WEBCAST UPDATED (0.47 MB) | Available after Purchase | ||
| Case Studies in Fraud and Technology Controls Handout - 4 Hours (2.64 MB) | Available after Purchase | ||
Faculty
Thomas G. Stephens Jr., CPA.CITP, CGMA Related Seminars and Products
Shareholder
K2 Enterprises
Tommy Stephens received a Bachelor of Science in Business Administration degree (Major in Accounting) from Auburn University in 1985. In 1992, he earned a Master of Science degree (Major in Finance) from Georgia State University in Atlanta. Presently, Tommy is a Certified Public Accountant, a Certified Information Technology Professional, and a Chartered Global Management Accountant.
During his professional career, Tommy has gained valuable experience in a variety of positions, including:
- Working as an auditor and technology consultant for an Atlanta-based public accounting firm;
- Leading an Internal Audit staff and managing a Cost Accounting team for a Fortune 500 company;
- Serving as a Chief Financial Officer for an international engineering organization; and
- Founding and managing his public accounting firm that provides accounting, tax, and consulting services to individuals and a variety of small and emerging businesses.
In 1995, Tommy began authoring and presenting continuing professional education courses to accounting and finance professionals. In 2003, he affiliated with K2 Enterprises, and in 2007, he joined the firm as a partner. To date, he has lectured internationally on subjects such as internal controls for small businesses, technology strategies, computer hardware and software applications, tax strategies and compliance, and financial accounting standards and applications. Over the past twenty-five years, Tommy has presented over 2,700 educational sessions to over 70,000 participants throughout the United States and Canada.
Presently, Tommy resides in Woodstock, Georgia, where he enjoys an active personal life with his wife. His hobbies include snow skiing, fishing, running, and other outdoor activities. Tommy maintains professional memberships with the American Institute of Certified Public Accountants and the Georgia Society of Certified Public Accountants. Additionally, he is a past member of the Institute of Internal Auditors.
Dates
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Mon, Jun 09, 2025 - 09:00am to 12:36pm CDT
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Sat, Jun 14, 2025 - 09:00am to 12:36pm CDT
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Thu, Jun 26, 2025 - 01:30pm to 05:06pm CDT
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Mon, Jun 30, 2025 - 09:00am to 12:36pm CDT
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Mon, Jul 21, 2025 - 09:00am to 12:36pm CDT
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Thu, Jul 24, 2025 - 01:30pm to 05:06pm CDT
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Sat, Aug 09, 2025 - 09:00am to 12:36pm CDT
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Mon, Aug 11, 2025 - 09:00am to 12:36pm CDT
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Thu, Aug 21, 2025 - 01:30pm to 05:06pm CDT
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Tue, Sep 02, 2025 - 09:00am to 12:36pm CDT
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Thu, Sep 18, 2025 - 01:30pm to 05:06pm CDT
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Mon, Sep 22, 2025 - 09:00am to 12:36pm CDT
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Sat, Oct 11, 2025 - 09:00am to 12:36pm CDT
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Mon, Oct 13, 2025 - 09:00am to 12:36pm CDT
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Thu, Oct 16, 2025 - 01:30pm to 05:06pm CDT
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Mon, Nov 03, 2025 - 09:00am to 12:36pm CST
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Thu, Nov 13, 2025 - 01:30pm to 05:06pm CST
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Mon, Nov 24, 2025 - 09:00am to 12:36pm CST
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Thu, Dec 11, 2025 - 01:30pm to 05:06pm CST
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Sat, Dec 13, 2025 - 09:00am to 12:36pm CST
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Mon, Dec 15, 2025 - 09:00am to 12:36pm CST
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Mon, Jan 05, 2026 - 09:00am to 12:36pm CST
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Thu, Jan 08, 2026 - 01:30pm to 05:06pm CST
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Mon, Jan 26, 2026 - 09:00am to 12:36pm CST
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Thu, Feb 05, 2026 - 01:30pm to 05:06pm CST
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Sat, Feb 14, 2026 - 09:00am to 12:36pm CST
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Mon, Feb 16, 2026 - 09:00am to 12:36pm CST
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Thu, Mar 05, 2026 - 01:30pm to 05:06pm CST
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Mon, Mar 09, 2026 - 09:00am to 12:36pm CDT
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Mon, Mar 30, 2026 - 09:00am to 12:36pm CDT
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Thu, Apr 02, 2026 - 01:30pm to 05:06pm CDT
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Sat, Apr 11, 2026 - 09:00am to 12:36pm CDT
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Mon, Apr 20, 2026 - 09:00am to 12:36pm CDT
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Thu, Apr 30, 2026 - 01:30pm to 05:06pm CDT
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Mon, May 11, 2026 - 09:00am to 12:36pm CDT
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Thu, May 28, 2026 - 01:30pm to 05:06pm CDT
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Additional Info
Basic Course Information
Original Recording Date 2023Date Added to Catalog 1/28/25
Prerequisites Fundamental understanding of internal controls
Advanced Preparation None
Designed For CPAs and other accounting, auditing, and business professionals who are seeking to reduce fraud risk
Course Developer K2 Enterprises
Yellow Book No
Additional Information
Instructional Delivery Method Group Internet BasedComplaint Resolution Policy Please contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Refund/Cancellation Policy Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.
Course Registration Requirements Online Registration